Unit 5.3: The Governor

Indian Polity Indian Polity → Union & State Governments Union & State Governments → The Executives | Author: admin | Feb 10, 2026

1. Introduction & Context

In the dual-polity architecture of the Indian Constitution, the Governor occupies a pivotal position as the nominal executive head of a State. This office serves a critical strategic function, acting as a permanent bridge between the Union and the State. This duality inherently reflects India’s "Unitary Bias," where the Centre maintains a sentinel-like presence in state administration to ensure constitutional conformity.

The historical lineage of this office is essentially a "borrowed feature," with its structural blueprint rooted in the Government of India Act, 1935. In modern legal philosophy, the Governor acts as the symbol of the state's authority, performing a ceremonial and dignified role that mirrors the President’s position at the Union level. Understanding the Governor is the first step toward mastering the dynamics of Indian federalism, providing a foundation for how executive power is balanced across the nation.

2. Constitutional "Map"

A clear demarcation of powers within the Constitution is the bedrock of federal stability, preventing overlap and friction between different levels of government. The Governor’s office is systematically mapped within the following constitutional framework:

  • Part VI: This Part of the Constitution is dedicated to "The States," with Articles 152 to 237 covering the entire machinery of state governance.
  • Second Schedule: This schedule explicitly details the emoluments, allowances, and privileges accorded to the Governor.
  • Order of Precedence: In terms of state protocol, the Governor holds Rank 4, positioned immediately after the Prime Minister and before former Presidents—though it is critical to note for exam purposes that this rank applies specifically within their respective state.

This constitutional standing provides the office with significant protocol weight, leading us directly into the specific legal mandates defined by individual articles.

3. The Article Directory (Full List)

The following directory outlines the legal necessity of these articles in defining the Governor's mandate and preventing the arbitrary exercise of executive discretion.

Article

Subject Matter

Significance

Article 153

The Governor of States (Appointment for one or more states)

⭐⭐

Article 154

Executive power of State vested in the Governor

Article 157

Qualifications for appointment as Governor

Article 158

Conditions of Governor's office and Emoluments

Article 159

Oath or Affirmation by the Governor

Article 161

Power of Governor to grant pardons, etc.

⭐⭐

Article 163

Council of Ministers to aid and advise the Governor

⭐⭐

Article 164

Provisions as to Ministers (Appointment of CM and Ministers)

⭐⭐

Article 213

Power of Governor to promulgate Ordinances during recess

⭐⭐

Article 238

The States in Part B of the First Schedule

❌ (Repealed)

Article 239

Administration of Union Territories (by Administrators/LGs)

Key: ⭐⭐ (High Priority/Core Mandate), ⭐ (Administrative Provision), ❌ (Repealed/Non-Applicable via 7th CAA).

While these articles define the state-level executive, they are best understood when viewed through their mirror-image relationship with Union-level provisions.

4. Cross-Referenced Articles

The Indian Constitution is designed with a "mirror-image" relationship between the Union and State executives. To gain a holistic view, one must reference the following functionally related articles:

  • Article 52: The primary comparison point; the Governor is to the State what the President is to the Union.
  • Article 356: Crucial for federal relations, this involves the Governor’s role in reporting the "failure of constitutional machinery" in a state, which may trigger President’s Rule.
  • Article 361: Grants the Governor legal immunity and protection from court proceedings during their term of office.
  • Article 334A: Introduced by the 106th Constitutional Amendment Act (2023), also known as the Nari Shakti Vandan Adhiniyam. This article specifies that the reservation of one-third of seats for women in State Assemblies will take effect after the next delimitation exercise and is subject to a 15-year sunset clause.

These cross-references illustrate the office's evolution through significant legislative milestones.

5. Legal Evolution (Acts & Amendments)

The evolution of the Governor’s office reflects the shifting landscape of Indian federalism and the quest for inclusive representation.

  • Government of India Act, 1935: The foundational source of the "Office of the Governor," providing the administrative details and structural heritage of the post.
  • 7th Constitutional Amendment Act (1956): A landmark amendment that allowed one person to be appointed as Governor for two or more states and formally repealed Article 238, abolishing the classification of Part B states.
  • 106th Constitutional Amendment Act (2023): The Nari Shakti Vandan Adhiniyam significantly impacts the Governor's role in the legislative process concerning the reservation of women in State Assemblies. As a mentor's note, remember the two high-yield conditions: the reservation begins only after the next delimitation and has an initial 15-year duration.

These legislative developments provide the functional basis for a deeper look into the Governor's specific powers.

6. Functional Deep Dive: Powers & Functions

The Governor operates in a dual capacity: as the constitutional head of the state and a representative of the Union. Their powers are categorized into four distinct functional areas:

  • Executive Powers: Under Article 164, the Governor appoints the Chief Minister and, on the CM’s advice, other ministers. A key constitutional duty under Article 165 is the appointment of the Advocate General for the State, who holds office during the Governor's pleasure.
  • Legislative Powers: The Governor is an integral part of the State Legislature. They have the power to summon and prorogue the House. Most critically, under Article 213, the Governor can issue Ordinances which carry the force of law when the legislature is not in session.
  • Financial Powers: No Money Bill can be introduced in the State Legislative Assembly without the Governor's prior recommendation.
  • Judicial Powers: Under Article 161, the Governor can grant pardons, reprieves, or remissions. While this mirrors the President’s power (Art. 72), it is limited to offences against state laws.

Understanding these powers requires an equal understanding of the boundaries that prevent their misuse.

7. Limits & Checks: Reasonable Restrictions

The principle of "Constitutionalism"—the idea of limited government—governs the Governor’s office. The following restrictions ensure the office remains within the bounds of democracy:

  • Nominal vs. Real Executive: The Governor is a "De Jure" (nominal) head. The "De Facto" (real) executive power resides with the Chief Minister and the Council of Ministers.
  • Aid and Advice (Article 163): The Governor is generally bound to act on the "Aid and Advice" of the Council of Ministers, except in areas where the Constitution explicitly grants discretionary powers.
  • The Pleasure Doctrine: Unlike the President, who has "Security of Tenure" (removable only through a rigorous impeachment process), the Governor holds office during the "Pleasure of the President."

Mentor's Tip: This lack of security of tenure is a major "so what?" in Indian Polity. It makes the Governor's office more vulnerable to political shifts at the Centre, often leading to the removal of Governors when a new Union government takes charge.

These limitations are often the source of tension, as seen throughout the history of Centre-State relations.

8. Uses & Drawbacks in Indian History

Historically, the Governor’s office has been a "friction point" due to the Constitution’s inherent Unitary Bias. Because the Governor is a central appointee, the office has sometimes been used as a tool for political intervention, particularly regarding the imposition of President’s Rule under Article 356.

To address these imbalances, two major commissions have offered reformative insights:

  • Sarkaria Commission (1983): Recommended that Governors should be eminent persons from outside the state and not active in politics.
  • Punchhi Commission (2007): Emphasized that the Governor should act as a "soberer" of federal relations rather than a political agent of the Centre.

The judiciary has also played a decisive role in refining the boundaries of this office.

9. The "Judiciary Corner" (Cases)

The Supreme Court has stepped in to ensure that the Governor’s discretion does not undermine the "Basic Structure" of the Constitution.

  • S.R. Bommai Case (1994): The Court affirmed that Federalism is part of the Basic Structure. Crucially, it established the principle of "Judicial Review of the Governor’s Report." This means the material and report sent to the President under Article 356 are not immune from scrutiny and can be struck down if found to be based on mala fide intentions.
  • Kihoto Hollohan Judgement (1992): While focusing on the Speaker's powers under the Tenth Schedule, it reinforced the judiciary's role in maintaining the constitutional stability of the House—a field where the Governor's decision on "floor tests" is often central.

These legal landmarks have been shaped by the contributions of key figures in our constitutional history.

10. Key Personalities & Events

The history of the state executive is intertwined with the lives of several key figures:

  • Dr. B.R. Ambedkar: As the Chairman of the Drafting Committee, he famously argued that the Governor would be a "ceremonial head" similar to the British King, lacking the power to override elected representatives.
  • Smt. Droupadi Murmu: As the first tribal President (and former Governor of Jharkhand), her career exemplifies the functional link and transition between these two high constitutional offices.
  • Lord William Bentinck & Lord Canning: Essential for historical context. Lord William Bentinck became the first "Governor-General of India" under the Charter Act of 1833 (transitioning from GG of Bengal). Lord Canning was the first to hold the title of Viceroy under the Government of India Act, 1858, signaling the direct rule of the Crown.

11. Memory Hacks: Tips & Tricks

To master the articles of the Executive, students should use the following patterns:

  • The "Rule of 89/90": For several key articles, adding 89 or 90 to the Presidential article yields the Gubernatorial equivalent.
    • Article 72 (Presidential Pardon) + 89 = Article 161 (Governor's Pardon).
    • Article 74 (Union CoM) + 89 = Article 163 (State CoM).
    • Article 123 (Presidential Ordinance) + 90 = Article 213 (Governor's Ordinance).

Presidential vs. Gubernatorial Powers

Power Type

President (Union)

Governor (State)

Pardoning

Article 72

Article 161

Ordinance

Article 123

Article 213

Council of Ministers

Article 74

Article 163

Attorney/Advocate General

Article 76

Article 165

12. Quick Review: High-Impact Summary

  • Nominal Executive: The Governor is the De Jure head; the Chief Minister is the De Facto head.
  • Presidential Pleasure: Unlike the President's fixed tenure via impeachment, the Governor serves at the pleasure of the President, lacking specific security of tenure.
  • State Protocol: Holds Rank 4 within their respective state; rank changes if they travel outside their jurisdiction.
  • Nari Shakti Vandan Adhiniyam (106th CAA): Impacts the Governor’s role in Assembly reservations, starting after the next delimitation with a 15-year sunset clause.
  • Judicial Check: Per the S.R. Bommai Case, the Governor’s report for President's Rule (Art. 356) is subject to Judicial Review.
  • Article 238: Remember this article was Repealed by the 7th CAA in 1956—a frequent "trap" question in one-day exams.
Rate this note: